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artorg
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by
artorg
6y ago
How do you think the suitability standard plays into this? I see nobody else talking about it anywhere. https://www.finra.org/rules-guidance/key-topics/suitability
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by
artorg
6y ago
I think the suitability standard applies here, and will probably be the main defense for the brokers. https://www.investopedia.com/articles/professionaleducation/... https://www.finra.org/rules-gui