I don’t mean to sound condescending but your inclusion of the breadbasket of any big company that has acted poorly in a discussion about what brokers legal duti

I don’t mean to sound condescending but your inclusion of the breadbasket of any big company that has acted poorly in a discussion about what brokers legal duties are show why this subject is so fraught. You are extrapolating from any and all corporate scandals behaviors about a particular regulatory regime. Broker oversight is complex and constantly changing but it’s not immaterial. It’s regularly enforced and compliance is a big part of broker ops.