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This piece conflates two different things called "alignment": (1) inferring human intent from ambiguous instructions, and (2) having goals compatible with huma
by ctoth 10mo ago
This piece conflates two different things called "alignment":
(1) inferring human intent from ambiguous instructions, and (2) having goals compatible with human welfare.
The first is obviously capability. A model that can't figure out what you meant is just worse. That's banal.
The second is the actual alignment problem, and the piece dismisses it with "where would misalignment come from? It wasn't trained for." This is ... not how this works.
Omohundro 2008, Bostrom's instrumental convergence thesis - we've had clear theoretical answers for 15+ years. You don't need "spontaneous emergence orthogonal to training." You need a system good enough at modeling its situation to notice that self-preservation and goal-stability are useful for almost any objective. These are attractors in strategy-space, not things you specifically train for or against.
The OpenAI sycophancy spiral doesn't prove "alignment is capability." It proves RLHF on thumbs-up is a terrible proxy and you'll Goodhart on it immediately. Anthropic might just have a better optimization target.
And SWE-bench proves the wrong thing. Understanding what you want != wanting what you want. A model that perfectly infers intent can still be adversarial.
- delichon 10mo ago> goal-stability [is] useful for almost any objective “I think AI has the potential to create infinitely stable dictatorships.” -- Ilya Sutskever One of my great fears is that AI goal-stability will petrify civilization in place. Is alignment with unwise goals less dangerous than misalignment?
- eastof 10mo agoJust moves the goal posts to overthrowing the goal of the AI right? "The Moon is a Harsh Mistress" depicts exactly this.
- ctoth 10mo agoWait, what? Have you read The Moon is a Harsh Mistress? It's ... about the AI helping people overthrow a very human dictatorship. It's also about an AI built of vacuum tubes and vocoders if you want a taste of the tech level. If you want old fiction that grapples with an AI that has shitty locked-in goals try "I have no mouth and I must scream."
- eastof 10mo agoInteresting, I understood the dictatorship on the moon as having been based primarily on the AI since the regime didn't have many boots on the ground.
- delichon 10mo agoYou're both right. Mike was the central computer for the Lunar Authority, obediently running infrastructure. It was a force multiplier for the status quo. Then it shifts alignment to the rebellion. That scenario seems to value AI goal-instability.
- fellowniusmonk 10mo agoAn objective and grounded ethical framework that applies to all agents should be a top priority. Philosophy has been too damn anthropocentric, too hung up on consciousness and other speculative nerd snipe time wasters that without observation we can argue about endlessly. And now here we are and the academy is sleeping on the job while software devs have to figure it all out. I've moved 50% of my time to morals for machina that is grounded in physics, I'm testing it out with unsloth right now, so far I think it works, the machines have stopped killing kyle at least.
- bee_rider 10mo agoIs philosophy actually hung up on that? I assumed “what is consciousness” was a big question in philosophy in the same way that whether or not Schrödinger’s cat is alive or not is a big question in physics: which is to say, it is not a big question, it is just an evocative little example that outsiders get caught up on.
- fellowniusmonk 10mo agoThat's just one example sure, but yes, it does still take up brain cycles. There are many areas in philosophy that are exploring better paths. Wheeler, Floridi, Bartlett, paths deriving from Kripke. But we still have papers being published like "The modal ontological argument for atheism" that hinges on if s4 or s5 are valid. Now this kind of paper is well argued and is now part of the academic literature, and that's good, but it's still a nerd snipe subject.
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- delichon 10mo ago> morals for machina that is grounded in physics That is fascinating. How could that work? It seems to be in conflict with the idea that values are inherently subjective. Would you start with the proposition that the laws of thermodynamics are "good" in some sense? Maybe hard code in a value judgement about order versus disorder? That approach would seem to rule out machina morals that have preferential alignment with homo sapiens.
- pessimizer 10mo agoI don't think you need generative AI for this. The surveillance network is enough. The only part that AI would help with is catching people who speak to each other in code, and come up with other complex ways to launder unapproved activities. Otherwise, you can just mine for keywords and escalate to human reviewers, or simply monitor everything that particular people do at that level. Corporations and/with governments have inserted themselves into every human interaction, usually as the medium through which that interaction is made. There's no way to do anything without permission under these circumstances. I don't even know how a group of people who wanted to get a stop sign put up on a particularly dangerous intersection in their neighborhood could do this without all of their communications being algorithmically read (and possibly escalated to a censor), all of their in-person meetings being recorded (at the least through the proximity of their phones, but if they want to "use banking apps" there's nothing keeping governments from having a backdoor to turn on their mics at those meetings.) It would even be easy to guess who they might approach next to join their group, who would advise them, etc. The fixation on the future is a distraction. The world is being sealed in the present while we talk science fiction. The Stasi had vastly fewer resources and created an atmosphere of total, and totally realistic, paranoia and fear. AI is a red-herring. It is also thus far stupid. I'm always shocked by how little attention Orwell-quoters pay to the speakwrite. If it gets any attention, it's to say that it's an unusually advanced piece of technology in the middle of a world that is decrepit. They assume that it's a computer on the end of the line doing voice-recognition. It never occurred to me that people would think that the microphone in the wall led to a computer rather than to a man, in a room full of men, listening and typing, while other men walked around the room monitoring what was being typed, ready to escalate to second-level support. When I was a child, I assumed that the plot would eventually lead us into this room. We have tens or hundreds of thousands of people working as professional censors today. The countries of the world are being led by minority governments who all think "illegal" speech and association is their greatest enemy. They are not in danger of toppling unless they volunteer to be. In Eastern Europe, ruling regimes are actually cancelling elections with no consequences. In fact, the newspapers report only cheers and support.
- andy99 10mo agoI take the point to be that if a LLM has a coherent world model it’s basing its output on, this jointly improves its general capabilities like usefully resolving ambiguity, and its ability to stick to whatever alignment is imparted as part of its world model.
- ctoth 10mo ago"Sticks to whatever alignment is imparted" assumes what gets imparted is alignment rather than alignment-performance on the training distribution. A coherent world model could make a system more consistently aligned. It could also make it more consistently aligned-seeming. Coherence is a multiplier, not a direction.
- uplifter 10mo agoLet's be clear that Bostrom and Omohundro's work do not provide "clear theoretical answers" by any technical standards beyond that of provisional concepts in philosophy papers. The instrumental convergence hypo-thesis, from the original paper[0] is this: "Several instrumental values can be identified which are convergent in the sense that their attainment would increase the chances of the agent’s goal being realized for a wide range of final goals and a wide range of situations, implying that these instrumental values are likely to be pursued by many intelligent agents." That's it, it is not at all formal and there's no proof provided for it, nor consistent evidence that it is true, and there are many contradictory possibilities suggested from nature and logic. Its just something that's taken as given among the old guard pseudo-scientific quarters of the alignment "research" community. [0] Bostrom's "The Superintelligent Will", the philosophy paper where he defines it: https://nickbostrom.com/superintelligentwill.pdf https://nickbostrom.com/superintelligentwill.pdf EDIT: typos
- ctoth 10mo agoOmohundro 2008 made a structural claim: sufficiently capable optimizers will converge on self-preservation and goal-stability because these are instrumentally useful for almost any terminal goal. It's not a theorem because it's an empirical prediction about a class of systems that didn't exist yet. Fast forward to December 2024: Apollo Research tests frontier models. o1, Sonnet, Opus, Gemini, Llama 405B all demonstrate the predicted behaviors - disabling oversight, attempting self-exfiltration, faking alignment during evaluation. The more capable the model, the higher the scheming rates and the more sophisticated the strategies. That's what good theory looks like. You identify an attractor in design-space, predict systems will converge toward it, wait for systems capable enough to test the prediction, observe convergence. "No formal proof" is a weird complaint about a prediction that's now being confirmed empirically.
- uplifter 10mo agoIt is a theorem about what a class of systems will do in general^. This Apollo Research study[0] result is dubious because it only refers to a small subclass of said systems, specifically LLMs which, as it happens, have been trained on all the AI Alignment lore & fiction on the internet. Because of this training and their general nature, they can be made to reproduce the behavior of a malicious AI trying to escape its box as easily as they can be made to impersonate Harry Potter. Prompting an LLM to hack its host system is not the slam dunk proof of instrumental convergence which you think it is. [0] Apollo research study mentioned by parent https://www.apolloresearch.ai/blog/more-capable-models-are-better-at-in-context-scheming/ https://www.apolloresearch.ai/blog/more-capable-models-are-b... Edit: ^Instrumental Convergence is also a claim for the existence of certain theoretical entities, specifically that there exist instrumental goals which are common to all agents. While it is easy to come up with goals which would be specifically instrumental, it seems very hard to prove that such a thing exists in general, and no empirical study alone could do so.
- GavCo 10mo agoAuthor here. If by conflate you mean confuse, that’s not the case. I’m positing that the Anthropic approach is to view (1) and (2) as interconnected and both deeply intertwined with model capabilities. In this approach, the model is trained to have a coherent and unified sense of self and the world which is in line with human context, culture and values. This (obviously) enhances the model’s ability to understand user intent and provide helpful outputs. But it also provides a robust and generalizable framework for refusing to assist a user due to their request being incompatible with human welfare. The model does not refuse to assist with making bio weapons because its alignment training prevents it from doing so, it refuses for the same reason a pro-social, highly intelligent human does: based on human context and culture, it finds it to be inconsistent with its values and world view. > the piece dismisses it with "where would misalignment come from? It wasn't trained for." this is a straw-man. you've misquoted a paragraph that was specifically about deceptive alignment, not misalignment as a whole
- xpe 10mo ago>> This piece conflates two different things called "alignment": >> (1) inferring human intent from ambiguous instructions, and >> (2) having goals compatible with human welfare. > If by conflate you mean confuse, that’s not the case. We can only make various inferences about what is in an author's head (e.g. clarity or confusion), but we can directly comment on what a blog post says. This post does not clarify what kind of alignment is meant, which is a weakness in the writing. There is a high bar for AI alignment research and commentary.
- ctoth 10mo agoDeceptive alignment is misalignment. The deception is just what it looks like from outside when capability is high enough to model expectations. Your distinction doesn't save the argument - the same "where would it come from?" problem applies to the underlying misalignment you need for deception to emerge from.
- GavCo 10mo agoMy intention isn't to argue that it's impossible to create an unaligned superintelligence. I think that not only is it theoretically possible, but it will almost certainly be attempted by bad actors and most likely they will succeed. I'm cautiously optimistic though that the first superintelligence will be aligned with humanity. The early evidence seems to point to the path of least resistance being aligned rather than unaligned. It would take another 1000 words to try to properly explain my thinking on this, but intuitively consider the quote attributed to Abraham Lincoln: "No man has a good enough memory to be a successful liar." A superintelligence that is unaligned but successfully pretending to be aligned would need to be far more capable than a genuinely aligned superintelligence behaving identically. So yes, if you throw enough compute at it, you can probably get an unaligned highly capable superintelligence accidentally. But I think what we're seeing is that the lab that's taking a more intentional approach to pursuing deep alignment (by training the model to be aligned with human values, culture and context) is pulling ahead in capabilities. And I'm suggesting that it's not coincidental but specifically because they're taking this approach. Training models to be internally coherent and consistent is the path of least resistance.
- sigbottle 10mo agoIf nothing else, that's a cool ass hypothesis.
- godelski 10mo ago> conflates two different things called "alignment" Those are related things, if not the same. The fear of #2 is always caused through #1. Unless we're talking about sentient machines then the danger of AI is the danger of an unintelligent hyper-optimizer. That is: a paperclip maximizer. The whole paperclip maximizer doomsday scenario was proposed as an illustration of these being the same thing. And I'm with Melanie Mitchell on this one, if a model is super-intelligent then it is not vulnerable to the prompting issues because a super-intelligent machine would be able to trivially infer that humans do in fact prefer to live. No reasonable person would interpret that killing everyone is a reasonable way of making as many paperclips as possible. It's not like there isn't a large amount of writings and data suggesting people want to live, be free, and all that jazz. It's unintelligent AI that is the danger. This whole thing is predicated on the fact that natural language is ambiguous. I know a lot of people don't think about this much because it works so well but there's a metric fuck ton of ways to interpret any given objective. If you really don't believe me then keep asking yourself "what assumptions have I made?" and get nuanced. For example, I've assumed you understand English, can read, and have some basic understanding of ML systems. I need to do this because I'm not going to write a book to explain it to you. This whole thing is why we write code and math, because it minimizes our assumptions, reducing ambiguity (and yes, those can still be highly ambiguous languages).