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They gave at least one example of the type of records they failed to maintain: > For example, Moody’s Ratings Employees – including at the senior level – were
by hiatus 2y ago
They gave at least one example of the type of records they failed to maintain:
> For example, Moody’s Ratings Employees – including at the senior level – were communicating about credit ratings activities via text messages and WhatsApp on their personal devices, according to an SEC order. That included an associate managing director making off-channel comments about credit rating clients.
- Cruncharoo 2y agoThis is part of the larger SEC crackdown on personal device communications. They've already collected billions from banks and other firms: https://www.nytimes.com/2023/08/08/business/banks-fines-whatsapp-records.html https://www.nytimes.com/2023/08/08/business/banks-fines-what...