3 ms·
privately held securities as well as non-equity securities can be involved in insider trading, specifically it is a fraud doctrine instead of a "publicly traded
by yieldcrv 3y ago
privately held securities as well as non-equity securities can be involved in insider trading, specifically it is a fraud doctrine instead of a "publicly traded equity" doctrine, so it is quite flexible
for different reasons Carta's solicitation doesn't necessarily trigger that, by mere nature of contacting people
- zerothOffset 3y ago+1 affiliates (insider) have to certify below a certain threshold its a private buyer and a private seller so no biggie