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>The vendor had apparently assured both JP Morgan and the Financial Industry Regulatory Authority (FINRA) on multiple occasions that its media storage complied
by scythe 3y ago
>The vendor had apparently assured both JP Morgan and the Financial Industry Regulatory Authority (FINRA) on multiple occasions that its media storage complied with the relevant Exchange Act rules regarding the 36 month retention period, and therefore documents falling within that period were protected from deletion.
If this vendor screwed up this badly, why can't we know their name?