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1. Are you familiar with the SEC requirements to trading and other bank regulations? 2. Are you aware of how many past SEC and bank regulation actions against
by fredgrott 3y ago
1. Are you familiar with the SEC requirements to trading and other bank regulations?
2. Are you aware of how many past SEC and bank regulation actions against JP Morgan and Chase?
Those two factors play heavily in the current tracking solutions and systems.
- NoboruWataya 3y agoThis is the answer. That level of tracking is not common in industry generally, but it is pretty standard in the heavily regulated banking sector. (The stuff described on Reddit, of course goes way beyond even that.)