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I don't think that's how it works. A business registers with the SEC to gain a license to trade securities. Securities themselves don't register. Happy to be
by BLKNSLVR 4y ago
I don't think that's how it works.
A business registers with the SEC to gain a license to trade securities. Securities themselves don't register.
Happy to be educated if above is wrong.
- wmf 4y agoSecurities do have to register using form S-1. This is required for IPOs, for example.