Regulators aren’t good candidates for managers and viceversa because… Being a regulator and a manager of a profitable enterprise have very few things in common

Regulators aren’t good candidates for managers and viceversa because… Being a regulator and a manager of a profitable enterprise have very few things in common. You don’t want your audit and compliance department calling the shots for a corporation. Just like the last thing you need is a CEO whether sales or engineer type making all of the risk, audit and compliance decisions.