3 ms·
For all those who want to draw parallels to the banking industry, Reg O delineates rules for lending to insiders. https://www.federalreserve.gov/supervisionreg
by jo6gwb 4y ago
For all those who want to draw parallels to the banking industry, Reg O delineates rules for lending to insiders.
https://www.federalreserve.gov/supervisionreg/legalinterpretations/reg-o-frequently-asked-questions.htm https://www.federalreserve.gov/supervisionreg/legalinterpret...
- esotericimpl 4y ago
- JumpCrisscross 4y ago> Reg O delineates rules for lending to insiders Also, in case this isn't painfully obvious, broker's can't make prop bets using client assets. And exchanges can't make prop bets using their flows.