FTA : “Federal law requires financial firms to keep meticulous records of electronic messages between brokers and clients so regulators can make sure those fir

FTA : “Federal law requires financial firms to keep meticulous records of electronic messages between brokers and clients so regulators can make sure those firms aren’t skirting anti-fraud or antitrust laws.” If you don’t want to follow this law, then don’t text your clients. It’s that simple. Also, every client has email, which is compliant. Use that. [0] I’ve worked in finance for years - this is a simple rule (although hard for firms to police).