Re: their recent settlement with the New York Attorney General - https://ag.ny.gov/sites/default/files/2021.02.17_-_settlement_agreement_-_execution_version.b-t

Re: their recent settlement with the New York Attorney General - https://ag.ny.gov/sites/default/files/2021.02.17_-_settlement_agreement_-_execution_version.b-t_signed-c2_oag_signed.pdf https://ag.ny.gov/sites/default/files/2021.02.17_-_settlemen... > 3. The OAG finds that the conduct set forth herein violated the Martin Act and Executive Law § 63(12). > 4. The OAG finds the relief and agreements contained in this Settlement Agreement appropriate and in the public interest. Therefore, the OAG is willing to accept this Settlement Agreement pursuant to Executive Law § 63(15), in lieu of commencing a statutory proceeding Page 2 of 17 for violations of the Martin Act and Executive Law § 63(12), based on the conduct described below.