4 ms·
Also important to know FINRA kept the 57 million. They are the SRO but let’s be honest they are the enforcement arm of the SEC.... but the government does not g
by chews 5y ago
Also important to know FINRA kept the 57 million. They are the SRO but let’s be honest they are the enforcement arm of the SEC.... but the government does not get to keep the fines.