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Worked in a broker in Australia, our head of compliance is a former ASIC (the Australian regulator) employee.
by nsonha 6y ago
Worked in a broker in Australia, our head of compliance is a former ASIC (the Australian regulator) employee.
- mariodiana 6y agoThere is an NPR (National Public Radio) show called "This American Life" and several years back it had an episode devoted to this. They interviewed regulators. The big banks, for instance, will have an office on site for a regulator. The pull is to "go native" at some point.