3 ms·
This can and will be fixed by hiring the compliance department from another broker. Etrade just merged with MS, and a lot of the etrade people are in in the SF
by gbronner 6y ago
This can and will be fixed by hiring the compliance department from another broker.
Etrade just merged with MS, and a lot of the etrade people are in in the SF Bay Area....
- bagacrap 6y agothey have agreed to bring in an "independent third party" although I have no idea how they can really remain independent when they're ultimately collecting a check from RH.
- bun_at_work 6y agoThey are independent because there exists no preexisting conflict of interest between the third party and RH. That's what independent means in this case.