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The Guardian story cited on this page says he made the trades whilst drunk at home. Regulators now demand that controlled functions are performed from a registe
by bananapear 7y ago
The Guardian story cited on this page says he made the trades whilst drunk at home. Regulators now demand that controlled functions are performed from a registered premises and controls need to be in place to prevent remote activity.
Interestingly, in the current crisis many regulatory authorities are waiving these rules.
- ashtonkem 7y agoThe problem is that alcohol and financial offices are quite a common mix. My former trading company employer regularly provided enough free wine at the tastings to make driving home a non-option. Of course, they also had fitness for duty rules that forbade us from working after having a drink, which is good.