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I’m certainly not an expert in these things, but note that the first reason listed isn’t confusion with Zoom Video, it’s the lack of public disclosures. The ru
by kd5bjo 7y ago
I’m certainly not an expert in these things, but note that the first reason listed isn’t confusion with Zoom Video, it’s the lack of public disclosures.
The rule 15c2-11 they refer to requires brokers to have those disclosures on file before processing transactions. This reads to me like a warning to brokers that any Zoom, Inc. trades they processed were very likely in violation of regulations.
Again, this is from a quick reading from an amateur. If this actually affects you, consult real professionals.