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I'm a banking & securities regulation attorney and I don't know one single attorney who would've given this the green light. Not one. Not even the attorneys I
by elliekelly 8y ago
I'm a banking & securities regulation attorney and I don't know one single attorney who would've given this the green light. Not one. Not even the attorneys I know who have a reputation for their "liberal" interpretation of regulations would have okayed this without at least notifying SIPC of their plans.