3 ms·
https://www.seattletimes.com/business/apxex-itt-executives-agree-to-settlements-with-sec/ https://www.seattletimes.com/business/apxex-itt-executives-a... https
by amyjess 8y ago
https://www.seattletimes.com/business/apxex-itt-executives-agree-to-settlements-with-sec/ https://www.seattletimes.com/business/apxex-itt-executives-a...
https://blogs.wsj.com/moneybeat/2017/08/31/former-sp-executive-avoids-industry-ban-in-sec-case/ https://blogs.wsj.com/moneybeat/2017/08/31/former-sp-executi... (though the SEC failed in this case)
https://www.reuters.com/article/us-sec-deeba-insidertrading/silicon-valley-executive-pays-sec-insider-trading-fine-for-tipping-brothers-idUSKCN1LF2GK https://www.reuters.com/article/us-sec-deeba-insidertrading/...
https://www.lexology.com/library/detail.aspx?g=c5c06de1-990f-420b-887e-f7e0ee67f326 https://www.lexology.com/library/detail.aspx?g=c5c06de1-990f...