2 ms·
To give you an idea of what a 10b-5 violation looks like. I assure you, there isn't a cost of living increase for SEC violations since 97, this is precedent and
by neom 8y ago
To give you an idea of what a 10b-5 violation looks like. I assure you, there isn't a cost of living increase for SEC violations since 97, this is precedent and having spent the day trying to understand if I'd make this business move, I still hold firm that a 10b-5 violation won't run more than $20-50mill very worst case. a wrist slap.