4 ms·
Even if OP is a Registered Investment Adviser registered with the Securities and Exchange Commission, it sounds like Kasian Franks could be in violation of Th
by 0wing 9y ago
Even if OP is a Registered Investment Adviser registered with the Securities and Exchange Commission, it sounds like
Kasian Franks could be in violation of The Investment Advisers Act of 1940, 15 U.S.C. § 80b-1 through 15 U.S.C. § 80b-21.