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Does anyone know if the SEC has any process to formally approach them and say "This is what we're planning on doing and the structure we're planning on using --
by justinjlynn 9y ago
Does anyone know if the SEC has any process to formally approach them and say "This is what we're planning on doing and the structure we're planning on using -- this where we're unclear; how would you treat this?" like the IRS has with Private Letter Rulings/Written Determinations?
- azernik 9y agoThey do indeed - you can request a "no-action letter" confirming that an activity you have described to the SEC is okay. https://www.sec.gov/fast-answers/answersnoactionhtm.html https://www.sec.gov/fast-answers/answersnoactionhtm.html