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SEC can only file civil actions. This is a criminal case, which can only be brought by the DOJ.
by downandout 9y ago
SEC can only file civil actions. This is a criminal case, which can only be brought by the DOJ.
- cm2187 9y agoEither way. Not investors suing him.
- keganunderwood 9y agoInteresting point. Never realized the government has a monopoly on bringing criminal charges.