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I believe you have picked an actual nit. He reported to Zecco (his actual broker) and Penson (Zecco's clearing firm). Both were SEC-registered broker-dealers at
by scott00 9y ago
I believe you have picked an actual nit. He reported to Zecco (his actual broker) and Penson (Zecco's clearing firm). Both were SEC-registered broker-dealers at the time, neither were banks.